Professional Academy
Ethics for Financial Institutions
The purpose of this course is to provide financial advisers in Singapore with guidance on expected ethical behaviours and compliance with wealth management legislation and industry codes of practice.
Price:
588
SGD
Upcoming Start Date
Date 0
Registration Cutoff Date:
Date0 -1
Course Duration
4 Hours
Language
English
Mode of Delivery
Online
Course schedule
9AM to 1.30PM
Course Overview
Conducted By RHT Academy
The purpose of this course is to provide financial advisers in Singapore with guidance on expected ethical behaviours and compliance with wealth management legislation and industry codes of practice.
Course Objectives
Encouraging appropriate behaviour, informing employees of laws or regulatory principles that may not be common knowledge
This Course Is Designed For
Course outline
• Definition & Importance of Ethics
• Ethical Banking
• Code of Ethics
• Regulatory focus
• Culture & Conduct
• Ethics & Leadership
• Individual accountability & conduct guideline
• FEAT
• MAS information paper – Culture & conduct practices of FI
The Trainers
Etka Singh
Regional Head of Compliance
ShuttleOne
Ekta Singh is Regional Head of compliance at ShuttleOne. She brings wealth of knowledge and awareness of ethics, compliance, business management, current industry trends and technological advancement in the Fintech, RegTech area. Ekta has forward looking approach to manage compliance and operational challenges.
Ekta has been in Financial Industry for more than a decade and in her professional career, she adorned the role of Financial advisor, supervisor, Sales management, business head, Risk & Compliance head.
Info
Contact: +65 6381 6373
Address
1 Paya Lebar Link #06-08
PLQ 2 Paya Lebar Quarter
Singapore 408533
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